In the Media

Financial Advisor (May 18, 2020) - While Finra arbitration filings have already risen 14% this year, that is just the tip of the iceberg of customer cases the industry can expect as fallout from the…
InvestmentNews (May 13, 2020) - In-person sessions, suspended during the pandemic, allow for better presentation of evidence and arguments, they say Arbitration lawyers appear reluctant to try their…
Financial Advisor IQ (May 12, 2020) - Pre-pandemic 2020 was shaping up as an unremarkable year for Finra arbitration disputes between clients and broker-dealers, according to the most recent…
Financial Advisor (May 11, 2020) - Registered reps who have been barred from the securities or been the subject of other disciplinary actions are able to continue working without restrictions if they…